-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lg+iI41IIHVXeKHwu6dlkoDtQi5FGPD96IsYH+DYbrsLaDin5piWb1PwrVBQMoHQ /U0dM59nIc3duzc33GdhQg== 0001021408-02-002431.txt : 20020414 0001021408-02-002431.hdr.sgml : 20020414 ACCESSION NUMBER: 0001021408-02-002431 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RED HAT INC CENTRAL INDEX KEY: 0001087423 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 061364380 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58185 FILM NUMBER: 02550071 BUSINESS ADDRESS: STREET 1: 2600 MERIDIAN PARKWAY CITY: DURHAM STATE: NC ZIP: 27713 BUSINESS PHONE: 9195470012 MAIL ADDRESS: STREET 1: 2600 MERIDIAN PARKWAY CITY: DURHAM STATE: NC ZIP: 27713 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: YOUNG NANCY CENTRAL INDEX KEY: 0001105765 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O RED HAT INC STREET 2: 2600 MERIDIAN PKWY CITY: DURHAM STATE: NC ZIP: 27713 BUSINESS PHONE: 9195470012 MAIL ADDRESS: STREET 1: C/O RED HAT INC STREET 2: 2600 MERIDIAN PKWY CITY: DURHAM STATE: NC ZIP: 27713 SC 13G/A 1 dsc13ga.txt NANCY YOUNG UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) RED HAT, INC. (Name of Issuer) COMMON STOCK, $.0001 PAR VALUE (Title of Class of Securities) 756577 10 2 (CUSIP Number) DECEMBER 31, 2001 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) / / Rule 13d-1(c) /X/ Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 756577 10 2 Page 2 of 5 (1) Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Nancy Young (2) Check the Appropriate Box if a Member (a) / / of a Group (See Instructions) (b) / / (3) SEC Use Only (4) Citizenship or Place of Organization Canada Number of Shares (5) Sole Voting Power Beneficially Owned by 5,837,521 shares Each Reporting -------------------------------------------------- Person With: (6) Shared Voting Power 9,521,556 shares -------------------------------------------------- (7) Sole Dispositive Power 5,837,521 shares -------------------------------------------------- (8) Shared Dispositive Power 9,521,556 shares (9) Aggregate Amount Beneficially Owned by Each Reporting Person 15,359,077 shares (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] (11) Percent of Class Represented by Amount in Row (9) 9.1% (12) Type of Reporting Person (See Instructions) IN Page 3 of 5 SCHEDULE 13G Item 1(a). NAME OF ISSUER: Red Hat, Inc. Item 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 1801 Varsity Drive, Raleigh, NC 27606. Item 2(a). NAME OF PERSON FILING: Nancy Young. Item 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: The address of the principal business office of Nancy Young is c/o Red Hat, Inc., 1801 Varsity Drive, Raleigh, NC 27606. Item 2(c). CITIZENSHIP: Canada Item 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, $.0001 Par Value. Item 2(e). CUSIP NUMBER: 756577 10 2 Item 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: Not Applicable. Item 4. OWNERSHIP. (a) Amount Beneficially Owned: 15,359,077 shares Shares beneficially owned includes 6,063,564 shares held of record by Robert F. Young, Mrs. Young's husband, 509,176 held by the Robert F. Young GRAT dated April 28, 1999, 364,496 shares held of record by the Young Family Trust dated April 28, 1999 and 2,584,320 shares held of record by trusts for the benefit Page 4 of 5 of Mrs. Young's children. Mrs. Young disclaims beneficial ownership of these shares except to the extent of her pecuniary interest therein, and this statement shall not be deemed an admission that Mrs. Young is the beneficial owner of these shares for any purpose. Shares beneficially owned also includes 509,176 shares held of record by the Nancy R. Young GRAT dated April 28, 1999. (b) Percent of Class: 11.4% The foregoing percentage is calculated based on the 161,593,691 shares of Common Stock reported to be outstanding as of January 12, 2001 in the issuer's Quarterly Report on Form 10-Q. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 5,827,521 (ii) shared power to vote or to direct the vote: 9,521,556 (iii) sole power to dispose or direct the disposition of: 5,827,521 (iv) shared power to dispose or direct the disposition of: 9,521,556 Item 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not Applicable. Item 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable. Item 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable. Item 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable. Item 9. NOTICE OF DISSOLUTION OF GROUP. Page 5 of 5 Not Applicable. Item 10. CERTIFICATION. Not Applicable. This statement on Schedule 13G is not filed pursuant to Rule 13d-1(b). SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 13, 2002 /s/ Nancy Young ---------------------------------- Nancy Young -----END PRIVACY-ENHANCED MESSAGE-----